SERVICES

 

TAKADA Asset Management (TAM) augments its investment management activities with comprehensive advisory services to a diverse range of offshore domiciled, corporate, investment, broker-dealer, trust and asset management firms. A strong compliance program is vital to any investment management firm. Now, insurers, regulators and many other stakeholders closely scrutinize a firm’s overall compliance program.  It is against this backdrop that TAM offers to its clients its expertise in providing the following services

  • Outsourced and Interim AML/MLRO
  • Bank Capital Assessment and Risk Profile (CAAP)
  • Compliance Services for Insurance Managers
  • ​Compliance Services for the ILS Market​​
  • Policies and Procedures​​
  • Risk Assessment
  • Training & Education

 

 

Meet The Team

The Compliance Function is lead by Thomas O'Rourke, a vastly experienced Compliance Professional who has worked with the US Department of the Treasury and the Bermuda Monetary Authority. In the performance of this function, Mr O'Rourke is ably supported by TAM's two inhouse lawyers, Thomas Daly (New York) and Joan Donnelly (Europe).

Thomas O’Rourke

Chief Compliance Officer

Thomas Daly

Regional Officer, Europe

JM Donnelly

Senior Legal Counsel

 

 

EXPERIENCE

(Thomas O’Rourke)

  • Interim Head of Financial Crimes Compliance. 
  • Interim Head of Financial Crimes Compliance for a Bermuda-based bank.
  • Completion of AML Reviews and Audits for Various Bermuda-based financial institutions.
  • Compliance Adviser for a Digital Asset firm specializing in asset-backed tokenization;
  • Advising the Bermuda Deposit Insurance Corporation on operational readiness.
  • Advising the Bermuda Bankers Association (under a two-year contract) on a wide range of topics to include: regulatory supervision, training & development, government affairs and compliance with macroprudential (financial stability) requirements.
  • Compliance examiner for the U.S. Department of Treasury (OTS & CCC).
  • Head of Banking Supervision at the Bermuda Monetary Authority